James Caldwell, AAMS®

VP - Financial Advisor

  • Accredited Asset Management Specialist™

  • Series 7, 63, and 66 licenses

  • Life, Health, and Variable Annuity licenses

  • BSBA Finance – University of Central Florida

  • Registered to conduct Securities Business in the following states: FL, GA, MS, NC, NY, OH, OK, SC, TN, WY

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James Caldwell, AAMS®. VP - Financial Advisor

About James Caldwell, AAMS®

Experience

James has over 9 years of experience in the financial and wealth management industry. With multiple areas of knowledge, he provides wealth management and financial planning services for his clients. James will coordinate with your CPA and attorney to ensure everyone is working together to help you and your family create a plan for achieving financial freedom.

Commitment

James was born and raised in Central Florida. After playing football for Western Kentucky University, James finished his college career at the University of Central Florida, earning a degree in finance. James is active in the community and volunteers his time to Habitat for Humanity and mentoring student-athletes. He enjoys boating with his family or visiting local theme parks in his spare time.

Make an Appointment

During this appointment, we will understand your wealth management needs. We will answer your general questions and provide the next steps that best fit your situation. We will determine whether a face-to-face appointment with one of our FAIRWINDS Financial Advisors available through CUSO Financial Services, L.P.* is appropriate. A meeting may be scheduled at a date and time most convenient for you.

Make an Appointment
FAIRWINDS: For 75 Years...Financial Freedom happens here.Financial Freedom happens here.®

Footnotes

    Wealth Management available through CUSO Financial Services, LP*

    Check the background of this firm on BrokerCheck

    Non-deposit investment products and services are offered through CUSO Financial Services, L.P. (“CFS”), a registered broker-dealer (Member FINRA / SIPC) and SEC Registered Investment Advisor. Products offered through CFS: are not NCUA/NCUSIF or otherwise federally insured, are not guarantees or obligations of the credit union, and may involve investment risk, including possible loss of principal. Investment Representatives are registered through CFS. The Credit Union has contracted with CFS to make non-deposit investment products and services available to credit union members.

    Financial Advisors are registered to conduct securities business and licensed to conduct insurance business in limited states. Response to, or contact with, residents of other states will be made only upon compliance with applicable licensing and registration requirements. The information in this website is for U.S. residents only and does not constitute an offer to sell or a solicitation of an offer to purchase brokerage services to persons outside of the United States.

    CFS representatives do not provide tax or legal guidance. For such guidance please consult with a qualified professional. Information shown is for general illustration purposes and does not predict or depict the performance of any investment or strategy. Past performance does not guarantee future results.

    Routing Number ⑆ 263181368
    © 2025 FAIRWINDS Credit Union